Federal agency created under the Securities Exchange Act of 1934 to regulate the securities industry. The SEC enforces, among other acts, the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940 and the Investment Advisers Act.
Barry Goldsmith
| APA | Barry Goldsmith. (2010). securities and exchange commission. Retrieved October 1, 2026, from http://smartdefine.org/securities_and_exchange_commission/definitions/1163111 |
| Chicago | Barry Goldsmith. 2010. "securities and exchange commission" http://smartdefine.org/securities_and_exchange_commission/definitions/1163111 (accessed October 1, 2026). |
| Harvard | Barry Goldsmith 2010, securities and exchange commission, Smart Define, viewed 1 October, 2026, <http://smartdefine.org/securities_and_exchange_commission/definitions/1163111>. |
| MLA | Barry Goldsmith. "securities and exchange commission" 21 October 2010. Web. 1 October 2026. <http://smartdefine.org/securities_and_exchange_commission/definitions/1163111> |